SFC Licences of LO Kwok Sun 盧國燊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 01 April 2003 | 16 July 2003 |
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 01 April 2003 | 16 July 2003 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 9 | 01 April 2003 | 05 June 2003 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 6 | 01 April 2003 | 05 June 2003 |
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 9 | 01 April 2003 | 05 June 2003 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 4 | 01 April 2003 | 05 June 2003 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 7 | 01 April 2003 | 05 June 2003 |
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 5 | 01 April 2003 | 05 June 2003 |