SFC Licences of KWOK Ka Yip 郭家業

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Prudential Brokerage Limited 信誠證券有限公司	RE	1	02 April 2015	31 December 2019
Prudential Index Trading Company Limited 信誠期貨有限公司	RE	2	02 April 2015	05 August 2019
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	18 November 2003	25 March 2015
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	08 September 2003	25 March 2015
Fulbright Securities Limited 富昌證券有限公司	RE	1	19 July 2003	29 August 2003
KGI Asia Limited 凱基證券亞洲有限公司	RE	9	01 April 2003	06 June 2003
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	01 April 2003	06 June 2003
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	5	01 April 2003	06 June 2003
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	9	01 April 2003	06 June 2003
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	01 April 2003	06 June 2003
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RE	9	01 April 2003	06 June 2003
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RE	7	01 April 2003	06 June 2003
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	01 April 2003	06 June 2003
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RE	6	01 April 2003	06 June 2003
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RE	4	01 April 2003	06 June 2003
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RE	1	01 April 2003	06 June 2003
KGI Asia Limited 凱基證券亞洲有限公司	RE	6	01 April 2003	06 June 2003