SFC Licences of YANG Tsu-wei 楊祖威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| New Vision Asset Management Limited 新盛資產管理有限公司 | RE | 9 | 02 August 2022 | 04 July 2023 |
| Ascent Financial Partners Limited 安昇金融有限公司 | RO | 4 | 04 August 2020 | 04 July 2023 |
| Ascent Financial Partners Limited 安昇金融有限公司 | RO | 1 | 04 August 2020 | 14 November 2022 |
| Prive Financial Limited | RO | 1 | 09 January 2017 | 24 July 2020 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 31 May 2013 | 24 July 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 03 August 2011 | 24 July 2013 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 03 August 2011 | 24 July 2013 |