SFC Licences of CHAN Pak Hin, Percy 陳柏軒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jiyuan Investment Management (HongKong) Co., Limited 極元投資管理(香港)有限公司 | RO | 1 | 25 September 2019 | 24 October 2022 |
| Jiyuan Investment Management (HongKong) Co., Limited 極元投資管理(香港)有限公司 | RO | 9 | 25 September 2019 | |
| Jiyuan Investment Management (HongKong) Co., Limited 極元投資管理(香港)有限公司 | RO | 4 | 25 September 2019 | |
| Goldlark (Hong Kong) Asset Management Company Limited 金百臨(香港)資產管理有限公司 | RO | 9 | 09 July 2018 | 06 April 2019 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 05 December 2006 | 17 February 2007 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 4 | 17 October 2006 | 17 February 2007 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 17 October 2006 | 17 February 2007 |
| Pioneer Global Investments (HK) Limited | RE | 4 | 18 April 2005 | 31 August 2006 |
| Pioneer Global Investments (HK) Limited | RE | 1 | 18 April 2005 | 31 August 2006 |