SFC Licences of CHAN Ka Leung 陳嘉亮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tongjin Securities Limited 通金證券有限公司 | RO | 5 | 17 January 2020 | 31 May 2020 |
Tongjin Securities Limited 通金證券有限公司 | RO | 4 | 17 January 2020 | 31 May 2020 |
Tongjin Securities Limited 通金證券有限公司 | RO | 2 | 17 January 2020 | 31 May 2020 |
Tongjin Securities Limited 通金證券有限公司 | RO | 1 | 17 January 2020 | 31 May 2020 |
Beevest Securities Limited 蜂投證券有限公司 | RO | 4 | 05 September 2018 | 20 May 2019 |
Beevest Securities Limited 蜂投證券有限公司 | RO | 1 | 05 September 2018 | 20 May 2019 |
Beevest Securities Limited 蜂投證券有限公司 | RO | 2 | 31 July 2018 | 20 May 2019 |
Sheng Yuan Securities Limited 盛源證券有限公司 | RO | 2 | 17 November 2017 | 15 June 2018 |
Sheng Yuan Securities Limited 盛源證券有限公司 | RO | 1 | 17 November 2017 | 15 June 2018 |
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RO | 1 | 02 August 2016 | 13 October 2017 |
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 4 | 02 August 2016 | 13 October 2017 |
Open Securities Limited 開盤證券有限公司 | RO | 2 | 10 March 2014 | 31 January 2016 |
Open Securities Limited 開盤證券有限公司 | RO | 1 | 10 March 2014 | 31 January 2016 |
Open Securities Limited 開盤證券有限公司 | RE | 2 | 08 February 2013 | 10 March 2014 |
Open Securities Limited 開盤證券有限公司 | RE | 1 | 08 February 2013 | 10 March 2014 |
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 31 July 2012 | 03 February 2013 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 31 July 2012 | 03 February 2013 |
Rifa Futures Limited 日發期貨有限公司 | RE | 2 | 08 October 2009 | 02 April 2012 |
Rifa Securities Limited 日發證券有限公司 | RE | 1 | 08 September 2009 | 02 April 2012 |
Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 | RE | 1 | 19 April 2007 | 31 August 2009 |
VC Futures Limited 滙盈期貨有限公司 | RE | 2 | 01 April 2003 | 05 April 2007 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 1 | 01 April 2003 | 05 April 2007 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 9 | 01 April 2003 | 08 June 2004 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 6 | 01 April 2003 | 08 June 2004 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 4 | 01 April 2003 | 08 June 2004 |
VC Futures Limited 滙盈期貨有限公司 | RE | 9 | 01 April 2003 | 08 June 2004 |
VC Futures Limited 滙盈期貨有限公司 | RE | 5 | 01 April 2003 | 08 June 2004 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 7 | 01 April 2003 | 26 August 2003 |