SFC Licences of CHAN Ka Leung 陳嘉亮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tongjin Securities Limited 通金證券有限公司 RO 5 17 January 2020 31 May 2020
Tongjin Securities Limited 通金證券有限公司 RO 4 17 January 2020 31 May 2020
Tongjin Securities Limited 通金證券有限公司 RO 2 17 January 2020 31 May 2020
Tongjin Securities Limited 通金證券有限公司 RO 1 17 January 2020 31 May 2020
Beevest Securities Limited 蜂投證券有限公司 RO 4 05 September 2018 20 May 2019
Beevest Securities Limited 蜂投證券有限公司 RO 1 05 September 2018 20 May 2019
Beevest Securities Limited 蜂投證券有限公司 RO 2 31 July 2018 20 May 2019
Sheng Yuan Securities Limited 盛源證券有限公司 RO 2 17 November 2017 15 June 2018
Sheng Yuan Securities Limited 盛源證券有限公司 RO 1 17 November 2017 15 June 2018
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 RO 1 02 August 2016 13 October 2017
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 RE 4 02 August 2016 13 October 2017
Open Securities Limited 開盤證券有限公司 RO 2 10 March 2014 31 January 2016
Open Securities Limited 開盤證券有限公司 RO 1 10 March 2014 31 January 2016
Open Securities Limited 開盤證券有限公司 RE 2 08 February 2013 10 March 2014
Open Securities Limited 開盤證券有限公司 RE 1 08 February 2013 10 March 2014
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 31 July 2012 03 February 2013
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 31 July 2012 03 February 2013
Rifa Futures Limited 日發期貨有限公司 RE 2 08 October 2009 02 April 2012
Rifa Securities Limited 日發證券有限公司 RE 1 08 September 2009 02 April 2012
Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 RE 1 19 April 2007 31 August 2009
VC Futures Limited 滙盈期貨有限公司 RE 2 01 April 2003 05 April 2007
VC Brokerage Limited 滙盈證券有限公司 RE 1 01 April 2003 05 April 2007
VC Brokerage Limited 滙盈證券有限公司 RE 9 01 April 2003 08 June 2004
VC Brokerage Limited 滙盈證券有限公司 RE 6 01 April 2003 08 June 2004
VC Brokerage Limited 滙盈證券有限公司 RE 4 01 April 2003 08 June 2004
VC Futures Limited 滙盈期貨有限公司 RE 9 01 April 2003 08 June 2004
VC Futures Limited 滙盈期貨有限公司 RE 5 01 April 2003 08 June 2004
VC Brokerage Limited 滙盈證券有限公司 RE 7 01 April 2003 26 August 2003