SFC Licences of JONES Richard Evan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
MA Asset Management (Hong Kong) Limited 美馳澳洲資產管理(香港)有限公司 | RO | 1 | 21 September 2021 | 21 October 2022 |
Pyrmont Wealth Management Limited 本盟財富管理有限公司 | RO | 9 | 10 June 2019 | 16 February 2021 |
Pyrmont Wealth Management Limited 本盟財富管理有限公司 | RO | 4 | 10 June 2019 | 16 February 2021 |
Pyrmont Wealth Management Limited 本盟財富管理有限公司 | RE | 9 | 21 May 2019 | 10 June 2019 |
Pyrmont Wealth Management Limited 本盟財富管理有限公司 | RE | 4 | 21 May 2019 | 10 June 2019 |
Fry Group (H.K.) Limited, The | RO | 4 | 22 October 2018 | 16 April 2019 |
Fry Group (H.K.) Limited, The | RO | 1 | 22 October 2018 | 16 April 2019 |
Fry Group (H.K.) Limited, The | RE | 4 | 15 October 2018 | 22 October 2018 |
Fry Group (H.K.) Limited, The | RE | 1 | 15 October 2018 | 22 October 2018 |
CBH Asia Limited 瑞金亞洲有限公司 | RO | 9 | 24 February 2012 | 04 October 2018 |
CBH Asia Limited 瑞金亞洲有限公司 | RO | 4 | 24 February 2012 | 04 October 2018 |
CBH Asia Limited 瑞金亞洲有限公司 | RO | 1 | 24 February 2012 | 04 October 2018 |
CBH Asia Limited 瑞金亞洲有限公司 | RO | 1 | 24 September 2010 | 31 August 2011 |
CBH Asia Limited 瑞金亞洲有限公司 | RO | 9 | 04 September 2007 | 31 August 2011 |
CBH Asia Limited 瑞金亞洲有限公司 | RO | 4 | 04 September 2007 | 31 August 2011 |
CBH Asia Limited 瑞金亞洲有限公司 | RE | 9 | 23 May 2007 | 04 September 2007 |
CBH Asia Limited 瑞金亞洲有限公司 | RE | 4 | 23 May 2007 | 04 September 2007 |
Asia Pacific Investment Advisors Limited | RE | 9 | 15 December 2006 | 27 April 2007 |
Asia Pacific Investment Advisors Limited | RE | 4 | 15 December 2006 | 27 April 2007 |
CBH Asia Limited 瑞金亞洲有限公司 | RE | 9 | 25 February 2005 | 10 November 2006 |
CBH Asia Limited 瑞金亞洲有限公司 | RE | 4 | 22 February 2005 | 10 November 2006 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 4 | 09 July 2004 | 24 January 2005 |
CBH Asia Limited 瑞金亞洲有限公司 | RE | 9 | 31 October 2003 | 02 July 2004 |
CBH Asia Limited 瑞金亞洲有限公司 | RE | 4 | 27 October 2003 | 02 July 2004 |
UKFP (Asia) HK Limited | RE | 4 | 01 April 2003 | 23 October 2003 |
UKFP (Asia) HK Limited | RE | 1 | 01 April 2003 | 23 October 2003 |
UKFP (Asia) HK Limited | RE | 9 | 01 April 2003 | 22 October 2003 |
UKFP (Asia) HK Limited | RE | 6 | 01 April 2003 | 22 October 2003 |