SFC Licences of CHU Wai Ming 朱偉明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 16 December 2004 | |
Quam Futures Limited 華富嘉洛期貨有限公司 | RE | 2 | 01 April 2003 | 31 January 2006 |
Quam Futures Limited 華富嘉洛期貨有限公司 | RE | 9 | 01 April 2003 | 13 December 2004 |
Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 01 April 2003 | 13 December 2004 |
Quam Futures Limited 華富嘉洛期貨有限公司 | RE | 5 | 01 April 2003 | 13 December 2004 |
Quam Securities Limited 華富建業證券有限公司 | RE | 9 | 01 April 2003 | 15 October 2004 |
Quam Securities Limited 華富建業證券有限公司 | RE | 6 | 01 April 2003 | 15 October 2004 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 01 April 2003 |