SFC Licences of LAM On Tai 林安泰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Red Solar Capital Limited 綽耀資本有限公司 RO 6 17 October 2017
Red Solar Capital Limited 綽耀資本有限公司 RO 1 17 October 2017
LY Capital Limited 絡繹資本有限公司 RO 6 11 March 2016 14 October 2017
LY Capital Limited 絡繹資本有限公司 RO 1 11 March 2016 14 October 2017
LY Capital Limited 絡繹資本有限公司 RE 6 30 November 2015 11 March 2016
LY Capital Limited 絡繹資本有限公司 RE 1 30 November 2015 11 March 2016
VBG Capital Limited 建泉融資有限公司 RO 6 18 March 2015 10 November 2015
VBG Capital Limited 建泉融資有限公司 RE 1 24 February 2015 10 November 2015
VBG Capital Limited 建泉融資有限公司 RE 6 24 February 2015 18 March 2015
Partners Capital Securities Limited 博大證券有限公司 RE 1 09 May 2014 23 February 2015
Partners Capital International Limited 博大資本國際有限公司 RO 6 30 April 2014 23 February 2015
Partners Capital International Limited 博大資本國際有限公司 RE 6 27 March 2014 30 April 2014
Partners Capital International Limited 博大資本國際有限公司 RE 1 27 March 2014 30 April 2014
China Industrial Securities International Capital Limited 興證國際融資有限公司 RO 6 21 May 2013 24 March 2014
China Industrial Securities International Capital Limited 興證國際融資有限公司 RE 1 08 April 2013 24 March 2014
China Industrial Securities International Capital Limited 興證國際融資有限公司 RE 6 08 April 2013 21 May 2013
Cinda International Capital Limited 信達國際融資有限公司 RO 6 31 May 2011 04 March 2013
Cinda International Capital Limited 信達國際融資有限公司 RE 1 16 May 2011 04 March 2013
Cinda International Capital Limited 信達國際融資有限公司 RE 6 16 May 2011 31 May 2011
ICBC International Capital Limited 工銀國際融資有限公司 RO 6 15 July 2010 04 May 2011
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 08 June 2010 04 May 2011
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 08 June 2010 15 July 2010
Guotai Junan Capital Limited 國泰君安融資有限公司 RO 6 08 July 2008 05 May 2010
Guotai Junan Capital Limited 國泰君安融資有限公司 RE 6 27 September 2007 08 July 2008
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 9 14 December 2006 07 September 2007
CCB International Capital Limited 建銀國際金融有限公司 RE 6 03 January 2005 22 November 2006
CCB International Capital Limited 建銀國際金融有限公司 RE 1 03 January 2005 22 November 2006
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 1 27 September 2004 30 November 2004
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 6 23 September 2004 30 November 2004
Kingsway Capital Limited 滙富融資有限公司 RE 6 01 April 2003 17 September 2004
Kingsway Capital Limited 滙富融資有限公司 RE 9 01 April 2003 05 January 2004
Kingsway Capital Limited 滙富融資有限公司 RE 4 01 April 2003 05 January 2004