SFC Licences of LIU Zhihong 劉志宏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
About Capital Management (HK) Co. Ltd 百域資本(香港)有限公司	RE	9	02 July 2020	01 June 2021
Quam Securities Limited 華富建業證券有限公司	RO	4	26 July 2018	31 March 2020
Quam Securities Limited 華富建業證券有限公司	RO	1	26 July 2018	31 March 2020
Quam Securities Limited 華富建業證券有限公司	RE	6	26 July 2018	31 March 2020
Quam Securities Limited 華富建業證券有限公司	RE	4	12 March 2018	26 July 2018
Quam Securities Limited 華富建業證券有限公司	RE	1	12 March 2018	26 July 2018
About Capital Management (HK) Co. Ltd 百域資本(香港)有限公司	RE	9	07 February 2017	01 December 2017
Aliantis Capital Limited	RE	9	26 April 2016	08 July 2016
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RO	1	17 June 2014	08 December 2015
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	1	15 May 2014	17 June 2014
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RO	1	11 November 2013	01 May 2014
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RE	1	12 September 2013	11 November 2013
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RO	1	09 August 2012	03 June 2013
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	1	02 August 2010	09 August 2012
DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司	RE	9	27 January 2010	01 April 2010
Link Capital Advisors Limited	RO	4	05 February 2007	31 January 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	01 April 2003	01 June 2006
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	9	01 April 2003	24 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	6	01 April 2003	24 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	4	01 April 2003	24 November 2004