SFC Licences of WONG Chi Chiu, Alie 黃子超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cepaalliance Asset Management Limited 世博資產管理有限公司 | RO | 9 | 16 October 2019 | |
Cepa Alliance Securities Limited 世博證券有限公司 | RO | 4 | 13 October 2017 | |
Cepa Alliance Securities Limited 世博證券有限公司 | RO | 1 | 13 October 2017 | |
Cepa Alliance Securities Limited 世博證券有限公司 | RE | 1 | 13 April 2005 | 13 October 2017 |
Cepa Alliance Securities Limited 世博證券有限公司 | RO | 1 | 09 June 2004 | 13 April 2005 |
Cepa Alliance Securities Limited 世博證券有限公司 | RE | 1 | 31 March 2004 | 09 June 2004 |
Interchina Securities Limited 國中證券有限公司 | RE | 1 | 01 April 2003 | 30 March 2004 |
Interchina Futures Limited 國中期貨有限公司 | RO | 2 | 01 April 2003 | 30 March 2004 |
Interchina Securities Limited 國中證券有限公司 | RE | 4 | 01 April 2003 | 14 January 2004 |
Interchina Futures Limited 國中期貨有限公司 | RO | 9 | 01 April 2003 | 14 January 2004 |
Interchina Futures Limited 國中期貨有限公司 | RO | 5 | 01 April 2003 | 14 January 2004 |
Interchina Securities Limited 國中證券有限公司 | RE | 6 | 01 April 2003 | 14 January 2004 |
Interchina Securities Limited 國中證券有限公司 | RE | 9 | 01 April 2003 | 14 January 2004 |