SFC Licences of WONG Chi Chiu, Alie 黃子超

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cepaalliance Asset Management Limited 世博資產管理有限公司 RO 9 16 October 2019
Cepa Alliance Securities Limited 世博證券有限公司 RO 4 13 October 2017
Cepa Alliance Securities Limited 世博證券有限公司 RO 1 13 October 2017
Cepa Alliance Securities Limited 世博證券有限公司 RE 1 13 April 2005 13 October 2017
Cepa Alliance Securities Limited 世博證券有限公司 RO 1 09 June 2004 13 April 2005
Cepa Alliance Securities Limited 世博證券有限公司 RE 1 31 March 2004 09 June 2004
Interchina Securities Limited 國中證券有限公司 RE 1 01 April 2003 30 March 2004
Interchina Futures Limited 國中期貨有限公司 RO 2 01 April 2003 30 March 2004
Interchina Securities Limited 國中證券有限公司 RE 4 01 April 2003 14 January 2004
Interchina Futures Limited 國中期貨有限公司 RO 9 01 April 2003 14 January 2004
Interchina Futures Limited 國中期貨有限公司 RO 5 01 April 2003 14 January 2004
Interchina Securities Limited 國中證券有限公司 RE 6 01 April 2003 14 January 2004
Interchina Securities Limited 國中證券有限公司 RE 9 01 April 2003 14 January 2004