SFC Licences of LI Yuen Shan 李婉珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 24 April 2007 | 27 June 2023 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 14 June 2006 | 27 June 2023 |
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 28 April 2006 | 30 May 2006 |
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 | RO | 5 | 07 February 2006 | 28 April 2006 |
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RO | 4 | 25 May 2005 | 28 April 2006 |
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 | RO | 2 | 08 March 2004 | 28 April 2006 |
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RO | 1 | 08 March 2004 | 28 April 2006 |
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 | RE | 2 | 05 December 2003 | 08 March 2004 |
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 05 December 2003 | 08 March 2004 |