SFC Licences of YIU Kwing Sum 姚炯深
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 4 | 12 October 2006 | 01 December 2006 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 12 October 2006 | 01 December 2006 |