SFC Licences of KONG Koon Wai 江觀威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 06 July 2009 20 March 2020
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 07 March 2006 01 May 2007
South China Securities Limited 南華證券投資有限公司 RE 1 01 April 2003 01 March 2006
South China Securities Limited 南華證券投資有限公司 RE 6 01 April 2003 16 January 2004
South China Securities Limited 南華證券投資有限公司 RE 9 01 April 2003 16 January 2004
South China Securities Limited 南華證券投資有限公司 RE 4 01 April 2003 16 January 2004
South China Securities Limited 南華證券投資有限公司 RE 7 01 April 2003 16 January 2004