SFC Licences of LAU Tak Hung 劉德雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 23 July 2009 | |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 4 | 31 March 2009 | 11 July 2009 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 01 April 2003 | 07 June 2005 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 6 | 01 April 2003 | 03 March 2004 |