SFC Licences of TAYLOR Christopher Michael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 | RE | 1 | 01 December 2017 | 08 December 2017 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 15 April 2003 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 15 April 2003 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 15 April 2003 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 15 April 2003 |