SFC Licences of HUNG Mei Ha, Iris 孔美霞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
AvantFaire Investment Management Limited 先行投資管理有限公司 RO 9 16 May 2018 15 August 2018
AvantFaire Investment Management Limited 先行投資管理有限公司 RO 4 16 May 2018 15 August 2018
Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 RO 9 19 May 2016 26 June 2017
Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 RO 4 19 May 2016 26 June 2017
Well Link Asset Management Limited 立橋資產管理有限公司 RO 9 04 August 2015 01 May 2016
Well Link Asset Management Limited 立橋資產管理有限公司 RO 4 04 August 2015 01 May 2016
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RO 9 04 May 2010 31 December 2014
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RO 4 04 May 2010 31 December 2014
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RO 6 03 December 2008 31 December 2014
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RE 6 14 May 2008 03 December 2008
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RE 9 11 September 2006 04 May 2010
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 RE 4 11 September 2006 04 May 2010
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 6 05 July 2005 11 July 2006
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 6 12 November 2004 05 July 2005
MUSHK Limited RE 9 01 April 2003 23 November 2003
MUSHK Limited RE 6 01 April 2003 23 November 2003
MUSHK Limited RE 4 01 April 2003 23 November 2003