SFC Licences of GLOVER Jethro Alexander John

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tora Trading Services Limited RO 7 08 April 2011
Tora Trading Services Limited RO 2 21 December 2010
Tora Trading Services Limited RO 1 21 December 2010
Tora Trading Services Limited RE 2 18 December 2009 21 December 2010
Tora Trading Services Limited RE 1 18 December 2009 21 December 2010
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 23 January 2009 22 April 2009
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 23 January 2009 22 April 2009
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 1 23 January 2009 22 April 2009
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 06 November 2008 11 December 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 06 November 2008 11 December 2008
Credit Suisse Futures (Hong Kong) Limited RE 7 03 September 2008 11 December 2008
Credit Suisse Futures (Hong Kong) Limited RE 2 03 September 2008 11 December 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 03 September 2008 11 December 2008
Newedge Broker Limited 新際經紀有限公司 RE 1 01 April 2003 19 June 2003
Newedge Broker Limited 新際經紀有限公司 RE 9 01 April 2003 19 June 2003
Newedge Broker Limited 新際經紀有限公司 RE 7 01 April 2003 19 June 2003
Newedge Broker Limited 新際經紀有限公司 RE 5 01 April 2003 19 June 2003
Newedge Broker Limited 新際經紀有限公司 RE 2 01 April 2003 19 June 2003