SFC Licences of GLOVER Jethro Alexander John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tora Trading Services Limited | RO | 7 | 08 April 2011 | |
Tora Trading Services Limited | RO | 2 | 21 December 2010 | |
Tora Trading Services Limited | RO | 1 | 21 December 2010 | |
Tora Trading Services Limited | RE | 2 | 18 December 2009 | 21 December 2010 |
Tora Trading Services Limited | RE | 1 | 18 December 2009 | 21 December 2010 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 23 January 2009 | 22 April 2009 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 23 January 2009 | 22 April 2009 |
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 23 January 2009 | 22 April 2009 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 06 November 2008 | 11 December 2008 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 06 November 2008 | 11 December 2008 |
Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 03 September 2008 | 11 December 2008 |
Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 03 September 2008 | 11 December 2008 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 03 September 2008 | 11 December 2008 |
Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 01 April 2003 | 19 June 2003 |
Newedge Broker Limited 新際經紀有限公司 | RE | 9 | 01 April 2003 | 19 June 2003 |
Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 01 April 2003 | 19 June 2003 |
Newedge Broker Limited 新際經紀有限公司 | RE | 5 | 01 April 2003 | 19 June 2003 |
Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 01 April 2003 | 19 June 2003 |