SFC Licences of WONG Man Yin 黃文嬿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Frontier Capital Investment Limited 方達資本投資有限公司 RO 4 12 September 2017 30 January 2018
Frontier Capital Management Limited 方達資本管理有限公司 RO 4 12 September 2017 30 January 2018
Frontier Capital Investment Limited 方達資本投資有限公司 RE 4 06 September 2017 12 September 2017
Frontier Capital Management Limited 方達資本管理有限公司 RE 9 31 May 2017 30 January 2018
Frontier Capital Management Limited 方達資本管理有限公司 RE 1 31 May 2017 30 January 2018
Frontier Capital Management Limited 方達資本管理有限公司 RE 4 31 May 2017 12 September 2017
BOCOM International Securities Limited 交銀國際證券有限公司 RE 4 26 July 2011 20 May 2016
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RO 4 17 February 2010 16 July 2011
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 4 10 February 2009 17 February 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 09 October 2008 10 December 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 01 March 2007 29 September 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 01 April 2003 02 February 2007
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 01 April 2003 23 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 9 01 April 2003 23 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 01 April 2003 23 November 2004