SFC Licences of SANFT Erwin Ralph 歐文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Innovation Asset Management Co., Limited 鼎新資產管理有限公司 RO 9 26 May 2022
Innovation Asset Management Co., Limited 鼎新資產管理有限公司 RE 9 08 March 2022 26 May 2022
Privium Fund Management (HK) Limited RE 9 19 October 2020 31 May 2021
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RE 9 22 January 2018 30 June 2020
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RE 4 22 January 2018 30 June 2020
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RE 1 22 January 2018 30 June 2020
Innovation Asset Management Co., Limited 鼎新資產管理有限公司 RE 9 04 October 2017 02 January 2018
Innovation Asset Management Co., Limited 鼎新資產管理有限公司 RE 4 04 October 2017 02 January 2018
Innovation Securities Co., Limited 鼎新證券有限公司 RE 1 27 March 2017 02 January 2018
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 16 February 2015 16 January 2017
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 02 May 2007 05 October 2012
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RO 4 03 August 2006 02 May 2007
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 02 July 2004 03 August 2006
CLSA Research Limited 里昂證券投資研究有限公司 RE 4 01 April 2003 25 June 2004