SFC Licences of LIU Yuen Nam 廖遠南

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Topaz Capital Management Limited 瑭明資本管理有限公司	RE	9	24 June 2021
Topaz Financial Group Limited 瑭明金融集團有限公司	RE	1	24 June 2021
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司	RE	2	26 June 2015	31 August 2018
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RE	1	26 June 2015	31 August 2018
Quam Securities Limited 華富建業證券有限公司	RE	9	03 January 2013	01 June 2015
Quam Securities Limited 華富建業證券有限公司	RE	4	03 January 2013	01 June 2015
Quam Securities Limited 華富建業證券有限公司	RE	2	03 January 2013	01 June 2015
Quam Securities Limited 華富建業證券有限公司	RE	1	03 January 2013	01 June 2015
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	25 March 2008	07 December 2012
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	05 March 2008	07 December 2012
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	05 March 2008	07 December 2012
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	2	19 April 2005	23 February 2008
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	14 July 2004	23 February 2008
Gayang Securities Limited 嘉銀證券有限公司	RE	4	01 April 2003	21 June 2004