SFC Licences of HO Yan 何欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Hang Seng Investment Management Limited 恒生投資管理有限公司	RE	9	03 December 2020
Hang Seng Investment Management Limited 恒生投資管理有限公司	RE	4	03 December 2020
Hang Seng Investment Management Limited 恒生投資管理有限公司	RE	1	03 December 2020
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司	RO	3	18 September 2019	25 August 2020
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RO	1	17 November 2017	25 August 2020
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RO	2	17 November 2017	25 August 2020
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司	RO	1	17 November 2017	25 August 2020
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司	RE	3	14 May 2015	18 September 2019
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	2	01 April 2003	04 December 2017
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	2	01 April 2003	17 November 2017
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	1	01 April 2003	17 November 2017
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司	RE	1	01 April 2003	17 November 2017
HSBC Broking (China) Limited 滙豐金融(中國)有限公司	RE	1	01 April 2003	14 August 2012
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	4	01 April 2003	05 August 2004
HSBC Broking (China) Limited 滙豐金融(中國)有限公司	RE	9	01 April 2003	05 August 2004
HSBC Broking (China) Limited 滙豐金融(中國)有限公司	RE	4	01 April 2003	05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	9	01 April 2003	05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	6	01 April 2003	05 August 2004
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司	RE	4	01 April 2003	05 August 2004
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司	RE	6	01 April 2003	05 August 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	9	01 April 2003	05 August 2004
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司	RE	9	01 April 2003	05 August 2004
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	5	01 April 2003	05 August 2004
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	9	01 April 2003	05 August 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	5	01 April 2003	05 August 2004
HSBC Broking (China) Limited 滙豐金融(中國)有限公司	RE	6	01 April 2003	05 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	7	01 April 2003	02 September 2003