SFC Licences of LAU Man 劉旻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 13 October 2005 | 22 May 2006 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 2 | 29 April 2005 | 22 May 2006 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 29 April 2005 | 22 May 2006 |