SFC Licences of MAN Siu Sin, Sam 文兆仙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
T.F.S. Derivatives HK Limited | RE | 1 | 06 August 2018 | |
T.F.S. Derivatives HK Limited | RE | 2 | 01 February 2017 | |
Macquarie Asia Securities Limited | RE | 2 | 05 December 2005 | 08 August 2016 |
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 21 October 2005 | 02 December 2005 |
REXCAPITAL Futures Limited 御泰期貨有限公司 | RE | 2 | 01 April 2003 | 15 October 2005 |
REXCAPITAL Futures Limited 御泰期貨有限公司 | RE | 9 | 01 April 2003 | 28 April 2004 |
REXCAPITAL Futures Limited 御泰期貨有限公司 | RE | 5 | 01 April 2003 | 28 April 2004 |