SFC Licences of GOLDFELD Leon

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
JPMorgan Asset Management (Asia Pacific) Limited RO 5 07 August 2018
JPMorgan Asset Management (Asia Pacific) Limited RO 9 25 July 2016
JPMorgan Asset Management (Asia Pacific) Limited RO 4 25 July 2016
JPMorgan Asset Management (Asia Pacific) Limited RE 9 06 May 2016 25 July 2016
JPMorgan Asset Management (Asia Pacific) Limited RE 4 06 May 2016 25 July 2016
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RO 9 03 August 2012 30 April 2016
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RO 4 03 August 2012 30 April 2016
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RO 1 03 August 2012 30 April 2016
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RE 9 23 April 2012 03 August 2012
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RE 4 23 April 2012 03 August 2012
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 RE 1 23 April 2012 03 August 2012
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 07 July 2010 17 April 2012
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 30 June 2010 17 April 2012
HSBC Global Asset Management (Hong Kong) Limited RO 1 29 March 2006 18 June 2010
Halbis Capital Management (Hong Kong) Limited RO 9 23 June 2005 18 June 2010
HSBC Global Asset Management (Hong Kong) Limited RE 5 20 July 2004 09 September 2004
Halbis Capital Management (Hong Kong) Limited RO 4 23 June 2005 18 June 2010
Halbis Capital Management (Hong Kong) Limited RO 1 23 June 2005 18 June 2010
HSBC Investment Funds (Hong Kong) Limited RO 9 09 September 2004 18 June 2010
HSBC Investment Funds (Hong Kong) Limited RO 5 09 September 2004 18 June 2010
HSBC Investment Funds (Hong Kong) Limited RO 4 09 September 2004 18 June 2010
Halbis Capital Management (Hong Kong) Limited RO 5 23 June 2005 18 June 2010
HSBC Global Asset Management (Hong Kong) Limited RO 9 09 September 2004 18 June 2010
HSBC Global Asset Management (Hong Kong) Limited RO 5 09 September 2004 18 June 2010
HSBC Global Asset Management (Hong Kong) Limited RO 4 09 September 2004 18 June 2010
HSBC Global Asset Management Holdings (Bahamas) Limited RO 9 09 September 2004 18 June 2010
HSBC Global Asset Management Holdings (Bahamas) Limited RO 5 09 September 2004 18 June 2010
HSBC Global Asset Management Holdings (Bahamas) Limited RO 4 09 September 2004 18 June 2010
HSBC Investment Funds (Hong Kong) Limited RE 9 20 July 2004 09 September 2004
HSBC Investment Funds (Hong Kong) Limited RE 5 20 July 2004 09 September 2004
HSBC Investment Funds (Hong Kong) Limited RE 4 20 July 2004 09 September 2004
HSBC Investment Funds (Hong Kong) Limited RE 1 20 July 2004 09 September 2004
HSBC Global Asset Management (Hong Kong) Limited RE 9 20 July 2004 09 September 2004
Halbis Capital Management (Hong Kong) Limited RE 1 20 July 2004 30 August 2004
HSBC Global Asset Management (Hong Kong) Limited RE 4 20 July 2004 09 September 2004
HSBC Global Asset Management Holdings (Bahamas) Limited RE 9 20 July 2004 09 September 2004
HSBC Global Asset Management Holdings (Bahamas) Limited RE 5 20 July 2004 09 September 2004
HSBC Global Asset Management Holdings (Bahamas) Limited RE 4 20 July 2004 09 September 2004
HSBC Investment Funds (Hong Kong) Limited RO 1 09 September 2004 18 June 2010
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RO 9 01 April 2003 31 May 2004
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RO 1 01 April 2003 31 May 2004
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RO 4 01 April 2003 31 May 2004
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RO 5 01 April 2003 31 May 2004
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RO 6 01 April 2003 31 May 2004
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RO 5 01 April 2003 31 May 2004
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 RO 4 01 April 2003 31 May 2004
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) RO 9 01 April 2003 31 May 2004