SFC Licences of YEUNG Kin Sing 楊健聲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Everbright Capital Limited 中國光大融資有限公司
RO 4 04 May 2022
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司
RE 4 14 May 2014 19 September 2014
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 4, 6 18 November 2008 10 April 2014
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 12 September 2007 18 November 2008
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 31 July 2003 18 November 2008
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 6 01 April 2003 31 July 2003
China Everbright Capital Limited 中國光大融資有限公司
RO 6 25 March 2019
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司
RO 1 23 March 2018
China Everbright Research Limited 中國光大資料研究有限公司
RO 4 05 February 2018
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司
RO 1 15 December 2017
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司
RO 6 03 February 2015
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司
RE 1 03 February 2015 15 December 2017
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司
RO 4 19 September 2014
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司
RE 1 14 May 2014 15 December 2017