SFC Licences of CHOW Wai Tat, Eric 鄒偉達
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 04 May 2004 | 27 June 2004 |
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RO | 4 | 04 November 2003 | 27 June 2004 |