SFC Licences of SUM Yik Ming, Johnny 岑翊銘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Protocol Asset Management (HK) Limited 承諾資產管理(香港)有限公司 RO 9 20 April 2023 15 December 2023
Protocol Asset Management (HK) Limited 承諾資產管理(香港)有限公司 RE 9 16 March 2023 20 April 2023
Atlantic Asset Management Limited 大西洋資產管理有限公司 RO 9 14 October 2019 28 September 2022
Atlantic Asset Management Limited 大西洋資產管理有限公司 RO 4 14 October 2019 28 September 2022
Atlantic Asset Management Limited 大西洋資產管理有限公司 RE 9 16 July 2019 14 October 2019
Atlantic Asset Management Limited 大西洋資產管理有限公司 RE 4 16 July 2019 14 October 2019
Awaken Thunder Capital Limited 春雷資本有限公司 RO 9 11 March 2019 25 June 2019
Awaken Thunder Capital Limited 春雷資本有限公司 RO 4 11 March 2019 25 June 2019
Gold Dragon Worldwide Asset Management Limited 金龍世興資產管理有限公司 RO 9 30 November 2017 09 February 2018
Gold Dragon Worldwide Asset Management Limited 金龍世興資產管理有限公司 RO 4 30 November 2017 09 February 2018
Zhongrong International Securities Company Limited 中融國際証券有限公司 RO 4 17 January 2017 12 March 2017
Zhongrong International Asset Management Company Limited 中融國際資產管理有限公司 RO 9 14 November 2016 12 March 2017
Zhongrong International Securities Company Limited 中融國際証券有限公司 RE 1 14 November 2016 12 March 2017
Zhongrong International Investment Consulting Company Limited 中融國際投資咨詢有限公司 RE 5 14 November 2016 12 March 2017
Zhongrong International Futures Co., Limited 中融國際期貨有限公司 RE 2 14 November 2016 12 March 2017
Zhongrong International Securities Company Limited 中融國際証券有限公司 RE 4 14 November 2016 17 January 2017
Kingdom Investment Managers Limited 國權投資管理有限公司 RE 9 13 November 2013 09 August 2016
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RE 9 12 March 2012 16 May 2013
Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 RE 9 27 January 2011 15 September 2011
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RO 2 19 November 2004 14 July 2006
CSC Financial Services Limited 群益金融服務有限公司 RO 1 19 November 2004 14 July 2006
CSC Securities (HK) Limited 群益證券(香港)有限公司 RO 2 19 November 2004 14 July 2006
CSC Securities (HK) Limited 群益證券(香港)有限公司 RO 1 19 November 2004 14 July 2006
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RE 2 10 September 2004 19 November 2004
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 2 10 September 2004 19 November 2004
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 1 10 September 2004 19 November 2004
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RO 1 01 April 2003 08 September 2004
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RO 1 01 April 2003 08 September 2004
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 RO 2 01 April 2003 08 September 2004