SFC Licences of CHUA Alvin Cheng-Hock

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Gopher Redwoods Asset Management Limited 歌斐紅樹林資產管理有限公司	RE	9	27 July 2023	31 March 2024
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司	RE	9	27 July 2023	31 March 2024
Gopher Redwoods Asset Management Limited 歌斐紅樹林資產管理有限公司	RO	4	20 January 2023	31 March 2024
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司	RO	4	20 January 2023	31 March 2024
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司	RO	1	20 January 2023	31 March 2024
Gopher Redwoods Asset Management Limited 歌斐紅樹林資產管理有限公司	RO	9	20 January 2023	27 July 2023
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司	RO	9	20 January 2023	27 July 2023
Gopher Redwoods Asset Management Limited 歌斐紅樹林資產管理有限公司	RE	4	22 December 2022	20 January 2023
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司	RE	4	22 December 2022	20 January 2023
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司	RE	1	22 December 2022	20 January 2023
BOCI Research Limited 中銀國際研究有限公司	RO	4	31 January 2018	30 September 2022
BOCI Securities Limited 中銀國際證券有限公司	RO	4	18 January 2016	30 September 2022
BOCI Securities Limited 中銀國際證券有限公司	RO	1	18 January 2016	30 September 2022
BOCI Securities Limited 中銀國際證券有限公司	RE	4	26 June 2014	18 January 2016
BOCI Securities Limited 中銀國際證券有限公司	RE	1	26 June 2014	18 January 2016
F&C Asset Management Asia Limited	RO	1	16 February 2012	20 June 2014
F&C Asset Management Asia Limited	RE	1	14 February 2012	16 February 2012
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司	RO	6	05 October 2010	14 December 2011
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司	RO	1	26 March 2010	14 December 2011
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司	RE	1	14 May 2009	26 March 2010
F&C Asset Management Asia Limited	RO	1	15 October 2008	15 April 2009