SFC Licences of CHUA Alvin Cheng-Hock

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Research Limited 中銀國際研究有限公司 RO 4 31 January 2018
BOCI Securities Limited 中銀國際證券有限公司 RO 4 18 January 2016
BOCI Securities Limited 中銀國際證券有限公司 RO 1 18 January 2016
BOCI Securities Limited 中銀國際證券有限公司 RE 4 26 June 2014 18 January 2016
BOCI Securities Limited 中銀國際證券有限公司 RE 1 26 June 2014 18 January 2016
F&C Asset Management Asia Limited RO 1 16 February 2012 20 June 2014
F&C Asset Management Asia Limited RE 1 14 February 2012 16 February 2012
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RO 6 05 October 2010 14 December 2011
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RO 1 26 March 2010 14 December 2011
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 1 14 May 2009 26 March 2010
F&C Asset Management Asia Limited RO 1 15 October 2008 15 April 2009