SFC Licences of SUM Ming Kit 沈明傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
DT Securities & Futures Co. Limited 大田證券期貨有限公司 RE 1 21 August 2019
Fulbright Securities Limited 富昌證券有限公司 RE 1 17 January 2014 07 August 2019
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 1 05 May 2009 31 October 2011
Metro Capital Securities Limited 美高證券有限公司 RE 1 10 September 2008 01 May 2009
Anuenue Securities Limited 鉅亨證券有限公司 RE 1 21 June 2007 22 August 2008
Hou Tak Securities Limited 厚德證券有限公司 RE 1 18 September 2006 08 June 2007
Corporate Brokers Limited 協聯證券有限公司 RE 1 30 March 2004 11 September 2006
Open Securities Limited 開盤證券有限公司 RE 1 18 November 2003 26 March 2004
Corporate Brokers Limited 協聯證券有限公司 RE 1 21 August 2003 17 November 2003
Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 RE 1 01 April 2003 16 June 2003
Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 RE 6 01 April 2003 16 June 2003
Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 RE 7 01 April 2003 16 June 2003
Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 RE 9 01 April 2003 16 June 2003
Chow Sang Sang Securities Limited 周生生證券有限公司 RE 9 01 April 2003 16 June 2003
Chow Sang Sang Securities Limited 周生生證券有限公司 RE 1 01 April 2003 16 June 2003
Chow Sang Sang Securities Limited 周生生證券有限公司 RE 4 01 April 2003 16 June 2003
Chow Sang Sang Securities Limited 周生生證券有限公司 RE 6 01 April 2003 16 June 2003
Chow Sang Sang Securities Limited 周生生證券有限公司 RE 7 01 April 2003 16 June 2003
Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 RE 4 01 April 2003 16 June 2003