SFC Licences of MA Rico Sze Man 馬思敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Peak Capital Limited | RE | 9 | 26 April 2022 | 08 July 2022 |
Peak Capital Limited | RE | 4 | 26 April 2022 | 08 July 2022 |
Peak Capital Limited | RE | 1 | 26 April 2022 | 08 July 2022 |
Bear Bright Limited 曜熊有限公司 | RE | 1 | 15 August 2017 | 15 November 2017 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 24 June 2010 | 29 June 2010 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 19 August 2009 | 24 June 2010 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 13 December 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 16 March 2006 | 29 September 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 04 March 2006 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 11 February 2004 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 11 February 2004 |