SFC Licences of SHEK Long Shan 石朗山
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 9 | 17 June 2014 | |
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 4 | 17 June 2014 | |
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 1 | 17 June 2014 | |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 1 | 03 March 2009 | 30 May 2014 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 9 | 13 December 2005 | 30 May 2014 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 13 December 2005 | 04 January 2012 |
Pacific World Asset Management Limited 盛世資產管理有限公司 | RE | 9 | 01 April 2003 | 01 December 2005 |
Pacific World Asset Management Limited 盛世資產管理有限公司 | RE | 4 | 01 April 2003 | 01 December 2005 |
Pacific World Asset Management Limited 盛世資產管理有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |