SFC Licences of SHEK Long Shan 石朗山

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 9 17 June 2014
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 4 17 June 2014
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 1 17 June 2014
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 1 03 March 2009 30 May 2014
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 9 13 December 2005 30 May 2014
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 4 13 December 2005 04 January 2012
Pacific World Asset Management Limited 盛世資產管理有限公司 RE 9 01 April 2003 01 December 2005
Pacific World Asset Management Limited 盛世資產管理有限公司 RE 4 01 April 2003 01 December 2005
Pacific World Asset Management Limited 盛世資產管理有限公司 RE 6 01 April 2003 11 February 2004