SFC Licences of LAI Wing Yi 黎詠儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 26 November 2015 | 31 March 2017 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 1 | 07 November 2006 | 31 May 2015 |
| RE | 1 | 14 June 2006 | 12 October 2006 | |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 1 | 12 January 2004 | 01 June 2006 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 23 October 2003 | 05 January 2004 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 30 May 2003 |
| UBS Securities Hong Kong Limited | RE | 1 | 01 April 2003 | 30 May 2003 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 30 May 2003 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 30 May 2003 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 30 May 2003 |
| UBS Securities Hong Kong Limited | RE | 9 | 01 April 2003 | 30 May 2003 |
| UBS Securities Hong Kong Limited | RE | 6 | 01 April 2003 | 30 May 2003 |
| UBS Securities Hong Kong Limited | RE | 4 | 01 April 2003 | 30 May 2003 |