SFC Licences of SAMTANI Prem Haroomal Ramchand
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 01 February 2011 | 05 April 2012 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 01 February 2011 | 05 April 2012 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 February 2011 | 05 April 2012 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 25 September 2006 | 05 April 2012 |
Sofaer Global Research (HK) Limited | RE | 4 | 01 April 2003 | 09 August 2004 |
Sofaer Global Research (HK) Limited | RE | 9 | 01 April 2003 | 09 August 2004 |
Sofaer Global Research (HK) Limited | RE | 6 | 01 April 2003 | 22 December 2003 |