SFC Licences of CHAN Lap Yan, Dominic 陳立仁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
South China Commodities Limited 南華期貨有限公司 RE 2 16 February 2015
South China Securities Limited 南華證券投資有限公司 RE 1 16 February 2015
Mason Futures Limited 茂宸期貨有限公司 RE 2 01 April 2003 02 February 2015
Mason Securities Limited 茂宸證券有限公司 RE 1 01 April 2003 02 February 2015
Mason Securities Limited 茂宸證券有限公司 RE 9 01 April 2003 22 February 2005
Mason Securities Limited 茂宸證券有限公司 RE 4 01 April 2003 22 February 2005
Mason Securities Limited 茂宸證券有限公司 RE 6 01 April 2003 22 February 2005
Mason Futures Limited 茂宸期貨有限公司 RE 9 01 April 2003 22 February 2005
Mason Securities Limited 茂宸證券有限公司 RE 7 01 April 2003 22 February 2005
Mason Futures Limited 茂宸期貨有限公司 RE 5 01 April 2003 22 February 2005