SFC Licences of CHAN Lap Yan, Dominic 陳立仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
South China Commodities Limited 南華期貨有限公司 | RE | 2 | 16 February 2015 | |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 16 February 2015 | |
Mason Futures Limited 茂宸期貨有限公司 | RE | 2 | 01 April 2003 | 02 February 2015 |
Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 01 April 2003 | 02 February 2015 |
Mason Securities Limited 茂宸證券有限公司 | RE | 9 | 01 April 2003 | 22 February 2005 |
Mason Securities Limited 茂宸證券有限公司 | RE | 4 | 01 April 2003 | 22 February 2005 |
Mason Securities Limited 茂宸證券有限公司 | RE | 6 | 01 April 2003 | 22 February 2005 |
Mason Futures Limited 茂宸期貨有限公司 | RE | 9 | 01 April 2003 | 22 February 2005 |
Mason Securities Limited 茂宸證券有限公司 | RE | 7 | 01 April 2003 | 22 February 2005 |
Mason Futures Limited 茂宸期貨有限公司 | RE | 5 | 01 April 2003 | 22 February 2005 |