SFC Licences of LAU Siu Ming 劉兆明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hung Sing Asset Management Limited 鴻昇資產管理有限公司 | RO | 9 | 23 August 2019 | |
| Hung Sing Asset Management Limited 鴻昇資產管理有限公司 | RO | 4 | 23 August 2019 | |
| Hung Sing Securities Limited 鴻昇證券有限公司 | RO | 4 | 28 September 2017 | 27 August 2019 |
| Hung Sing Securities Limited 鴻昇證券有限公司 | RO | 9 | 30 August 2016 | 27 August 2019 |
| Hung Sing Securities Limited 鴻昇證券有限公司 | RE | 9 | 21 February 2013 | 30 August 2016 |
| Hung Sing Securities Limited 鴻昇證券有限公司 | RE | 1 | 21 February 2013 | |
| Whole Win Securities Limited 鴻運証券有限公司 | RE | 1 | 01 December 2006 | 01 December 2006 |
| Hung Sing Securities Limited 鴻昇證券有限公司 | RE | 1 | 01 April 2003 | 01 December 2006 |
| Hung Sing Securities Limited 鴻昇證券有限公司 | RE | 4 | 01 April 2003 | 02 April 2004 |
| Hung Sing Securities Limited 鴻昇證券有限公司 | RE | 6 | 01 April 2003 | 02 April 2004 |
| Hung Sing Securities Limited 鴻昇證券有限公司 | RE | 9 | 01 April 2003 | 02 April 2004 |