SFC Licences of TSANG Kai Yin 曾啟賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 1 03 October 2005
Merrill Lynch (Asia Pacific) Limited RE 1 03 October 2005
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 1 01 April 2003 25 September 2005
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 4 01 April 2003 09 December 2004
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 6 01 April 2003 09 December 2004
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 7 01 April 2003 09 December 2004
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 9 01 April 2003 09 December 2004