SFC Licences of CALLAGHAN Paul Andrew Stewart
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 5 | 22 July 2021 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 4 | 26 May 2017 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 5 | 05 December 2016 | 22 July 2021 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 05 December 2016 | 26 May 2017 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 20 April 2015 | 18 November 2016 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 11 July 2006 | 01 March 2014 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 21 September 2004 | 01 June 2006 |