SFC Licences of HO Ka Fai 何嘉輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Prudential Brokerage Limited 信誠證券有限公司 RE 1 17 February 2020
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 09 December 2014 07 February 2020
GAOYU SECURITIES LIMITED 高裕證券有限公司 RE 1 01 April 2003 06 December 2014
GAOYU SECURITIES LIMITED 高裕證券有限公司 RE 9 01 April 2003 06 December 2014
GAOYU SECURITIES LIMITED 高裕證券有限公司 RE 6 01 April 2003 08 September 2004
GAOYU SECURITIES LIMITED 高裕證券有限公司 RE 4 01 April 2003 08 September 2004