SFC Licences of HO Ka Fai 何嘉輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 17 February 2020 | |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 09 December 2014 | 07 February 2020 |
GAOYU SECURITIES LIMITED 高裕證券有限公司 | RE | 1 | 01 April 2003 | 06 December 2014 |
GAOYU SECURITIES LIMITED 高裕證券有限公司 | RE | 9 | 01 April 2003 | 06 December 2014 |
GAOYU SECURITIES LIMITED 高裕證券有限公司 | RE | 6 | 01 April 2003 | 08 September 2004 |
GAOYU SECURITIES LIMITED 高裕證券有限公司 | RE | 4 | 01 April 2003 | 08 September 2004 |