SFC Licences of CHANG Wen-ling 張文玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 4 | 01 March 2011 | 15 March 2011 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 | RE | 1 | 01 March 2011 | 15 March 2011 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 24 May 2004 | 28 February 2008 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 24 May 2004 | 28 February 2008 |
| Jefferies Bache (Hong Kong) Limited | RE | 2 | 05 December 2003 | 21 May 2004 |
| FT Securities Limited 富通證券有限公司 | RE | 1 | 01 April 2003 | 21 May 2004 |
| FT Securities Limited 富通證券有限公司 | RE | 4 | 01 April 2003 | 27 April 2004 |
| FT Securities Limited 富通證券有限公司 | RE | 9 | 01 April 2003 | 15 October 2003 |
| FT Securities Limited 富通證券有限公司 | RE | 6 | 01 April 2003 | 15 October 2003 |