SFC Licences of TONG Chuck Yee, Thomas 湯卓如
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 2 | 19 November 2004 | 01 April 2006 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 19 November 2004 | 01 April 2006 |
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 | RE | 2 | 01 April 2003 | 17 November 2004 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 01 April 2003 | 17 November 2004 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 03 February 2004 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 03 February 2004 |
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 | RE | 9 | 01 April 2003 | 03 February 2004 |
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 | RE | 5 | 01 April 2003 | 03 February 2004 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 03 February 2004 |