SFC Licences of TAN Chi Wai 陳志偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 16 January 2008 | 18 February 2011 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 28 November 2007 | 18 February 2011 |
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 | RE | 2 | 11 December 2006 | 20 November 2007 |