SFC Licences of HALL Grant Conway Dorian Arthur

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 1 06 February 2006
Instinet Pacific Limited 極訊亞太有限公司 RE 4 01 April 2003 31 January 2006
Instinet Pacific Limited 極訊亞太有限公司 RE 7 01 April 2003 31 January 2006
Instinet Pacific Limited 極訊亞太有限公司 RE 1 01 April 2003 31 January 2006
Instinet Pacific Limited 極訊亞太有限公司 RE 9 01 April 2003 07 June 2004
Instinet Pacific Limited 極訊亞太有限公司 RE 6 01 April 2003 07 June 2004