SFC Licences of LAW Wai Ying, Alison 羅惠英
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 09 December 2003 | 05 August 2019 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 09 December 2003 | 05 August 2019 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 1 | 01 April 2003 | 04 December 2003 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 | RE | 2 | 01 April 2003 | 04 December 2003 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 | RE | 5 | 01 April 2003 | 02 December 2003 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 | RE | 9 | 01 April 2003 | 02 December 2003 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 9 | 01 April 2003 | 02 December 2003 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 6 | 01 April 2003 | 02 December 2003 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 4 | 01 April 2003 | 02 December 2003 |