SFC Licences of MALHOTRA Ashwan Kumar
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 2 | 11 October 2012 | 31 August 2015 |
| Jefferies Bache (Hong Kong) Limited | RO | 2 | 22 September 2005 | 11 June 2013 |
| Jefferies Bache (Hong Kong) Limited | RE | 2 | 01 April 2003 | 22 September 2005 |
| Jefferies Bache (Hong Kong) Limited | RE | 5 | 01 April 2003 | 15 May 2004 |
| Jefferies Bache (Hong Kong) Limited | RE | 9 | 01 April 2003 | 15 May 2004 |