SFC Licences of CHAN Sze Chung 陳思冲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 02 September 2020 | 06 October 2022 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 02 September 2020 | 06 October 2022 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 02 September 2020 | 06 October 2022 |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 13 January 2012 | 31 August 2017 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 13 January 2012 | 31 August 2017 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 13 January 2012 | 31 August 2017 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 13 November 2007 | 07 November 2008 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 13 November 2007 | 07 November 2008 |