SFC Licences of YAU Ting Fung 尤庭鋒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 19 January 2017 | |
| Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 19 January 2017 | |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 | RE | 2 | 10 March 2014 | 03 January 2017 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 26 September 2012 | 03 January 2017 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 09 February 2011 | 15 September 2012 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 09 February 2011 | 15 September 2012 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 30 May 2008 | 02 February 2011 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 01 April 2003 | 02 February 2011 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 9 | 01 April 2003 | 09 January 2004 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 6 | 01 April 2003 | 09 January 2004 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 4 | 01 April 2003 | 09 January 2004 |