SFC Licences of KU Yuen Leung 古苑良
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hantec Futures Limited 亨達期貨有限公司 | RE | 2 | 13 August 2019 | |
Hantec Securities Co. Limited 亨達證券有限公司 | RE | 1 | 03 May 2019 | |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 10 October 2011 | 27 July 2016 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 12 September 2007 | 27 July 2016 |
BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 1 | 01 April 2003 | 03 March 2008 |
BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 4 | 01 April 2003 | 27 April 2004 |
BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 9 | 01 April 2003 | 27 April 2004 |
BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 6 | 01 April 2003 | 27 April 2004 |
BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 7 | 01 April 2003 | 08 September 2003 |