SFC licenceholder AEE550 LEUNG Suk Yee 梁淑儀

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 13 November 2020

Institution Role Licences Start date End date
Infinity Asset Management Limited 天恒資產管理有限公司 RO [4] (Advising on Securities), [9] (Asset Management) 16 July 2020
Sino Capital Securities Limited 國順證券有限公司 RO [1] (Dealing in Securities) 26 June 2018 11 July 2020
Sino Capital Securities Limited 國順證券有限公司 RE [1] (Dealing in Securities) 04 June 2018 26 June 2018
Nuada Limited 洛爾達有限公司 RO [1] (Dealing in Securities) 16 February 2016 01 June 2018
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 12 December 2006 08 September 2007