SFC Licences of LEE Koon Wai 李冠偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tat Lee Securities Company Limited 達利證券有限公司 RE 1 20 September 2010 31 March 2020
Stockwell Securities Limited 常匯證券有限公司 RE 1 20 February 2009 26 June 2010
Fulbright Securities Limited 富昌證券有限公司 RE 1 14 April 2008 20 September 2008
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 25 February 2008 14 March 2008
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 14 September 2007 01 February 2008
Beevest Securities Limited 蜂投證券有限公司 RE 1 29 June 2007 12 September 2007
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 29 March 2007 25 June 2007
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 07 April 2006 27 March 2007
Stockwell Securities Limited 常匯證券有限公司 RE 1 01 April 2003 16 March 2006
Stockwell Securities Limited 常匯證券有限公司 RE 6 01 April 2003 13 May 2004
Stockwell Securities Limited 常匯證券有限公司 RE 4 01 April 2003 13 May 2004
Stockwell Securities Limited 常匯證券有限公司 RE 9 01 April 2003 13 May 2004
Stockwell Securities Limited 常匯證券有限公司 RE 7 01 April 2003 07 July 2003