SFC Licences of SIU Yiu Han, Michael 蕭耀恒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Long Corridor Asset Management Limited 長廊資產管理有限公司 | RO | 9 | 07 April 2020 | |
| Long Corridor Asset Management Limited 長廊資產管理有限公司 | RE | 9 | 19 February 2020 | 07 April 2020 |
| Kaifeng Investment Management (Hong Kong) Limited 凱豐投資管理(香港)有限公司 | RO | 9 | 04 November 2016 | 03 February 2020 |
| Kaifeng Investment Management (Hong Kong) Limited 凱豐投資管理(香港)有限公司 | RO | 4 | 04 November 2016 | 03 February 2020 |
| Strategic Vision Investment Limited | RE | 9 | 22 October 2014 | 31 July 2015 |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 03 August 2010 | 19 February 2011 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 21 July 2005 | 02 May 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 28 July 2003 | 23 June 2004 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 | RE | 4 | 01 April 2003 | 23 July 2003 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 | RE | 1 | 01 April 2003 | 05 June 2003 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 | RE | 9 | 01 April 2003 | 05 June 2003 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 | RE | 6 | 01 April 2003 | 05 June 2003 |